Serve UBS Financial Services in Sacramento — Same-Day Service Available
Sacramento attorneys, paralegals, and law firms trust SACRPS to serve subpoenas, summons, and legal documents to UBS Financial Services through their California registered agent. Fast, court-ready, and bonded.
Licensed & Bonded · Sacramento County Reg #024-027 · Same-Day Service Available
Registered Agent on File: CSC Lawyers Incorporating Service
Registered Agent Service of Process
$85
Flat Fee · No Tiers
- Service at any major California registered agent (CSC, CT Corporation, SunDoc, ZenBusiness, etc.)
- Licensed & Bonded — Sacramento County Reg #024-027
Serving UBS Financial Services in Sacramento, California
UBS Financial Services Inc. is the U.S. retail wealth management arm of UBS Group AG, one of the largest global investment banks and wealth managers in the world. UBS Financial Services Inc. is headquartered in Weehawken, New Jersey, with offices across the United States including multiple California locations. UBS is regularly named in California account record subpoenas, FINRA arbitrations, and securities/wealth management disputes.
Plaintiffs and attorneys serve UBS Financial Services for account record subpoenas, FINRA arbitration service, securities fraud claims, unauthorized trading disputes, suitability claims, breach of fiduciary duty actions involving financial advisors, employment and PAGA disputes (including the high-profile UBS broker compensation cases), and bank levies. The correct entity for retail brokerage and wealth management matters is UBS Financial Services Inc. For investment banking matters, name UBS Securities LLC; for the parent, UBS AG or UBS Group AG.
Like most large California-active wealth management firms, UBS Financial Services Inc. uses a designated registered agent to accept service of process — meaning the legally required service goes to the agent’s Sacramento office, not directly to a UBS office. SACRPS handles registered agent service of process every day, including FINRA arbitration service and account record subpoenas. We are licensed and bonded with Sacramento County (Reg #024-027), and we deliver court-ready proof of service the same day in most cases.
How It Works
Submit Your Documents
Upload your subpoena, summons, complaint, or other legal documents through our intake form, or call us. Provide the recipient details (UBS Financial Services Inc.) and any deadline information. Takes about 2 minutes.
We Serve CSC on UBS Financial Services’s Behalf
We pick up your documents the same day and personally serve CSC (Corporation Service Company) at their Sacramento office at 2710 Gateway Oaks Drive, Suite 150N, Sacramento, CA 95833. CSC is the authorized agent for UBS Financial Services Inc. in California. We log the recipient’s name, title, date, and time for the proof of service.
You Get Court-Ready Proof
Once service is complete, you receive a signed, notarized proof of service electronically — usually within hours. Ready to file with Sacramento Superior Court immediately. We can also handle the court filing for you with our court filing add-on.
Frequently Asked Questions
Who is UBS Financial Services’s registered agent in California?
UBS Financial Services Inc.’s California registered agent is CSC (Corporation Service Company), located at 2710 Gateway Oaks Drive, Suite 150N, Sacramento, CA 95833. We serve CSC routinely — see our CSC registered agent page for full details. (Always verify the current agent on file at the California Secretary of State business search before serving — agents can change.)
Which entity should I name in my service?
Match the entity to the matter: UBS Financial Services Inc. for retail brokerage, wealth management, and financial advisor matters; UBS Securities LLC for investment banking; UBS AG or UBS Group AG for parent / global matters. Verify in your court documents before serving.
Can I serve UBS Financial Services at a local office instead?
The most reliable way to serve UBS Financial Services is through their registered agent in Sacramento. California law (CCP §415.10 / §416.10) allows service at a corporate headquarters in certain circumstances, but serving at a local office or branch may not satisfy the legal requirements for service on the corporation — and risks defective service that gets thrown out. Using the registered agent avoids that risk entirely. The cost is the same either way ($85 flat for registered agent service).
How fast can you serve CSC?
Same-day in most cases. The CSC office at 2710 Gateway Oaks is open standard business hours, and we can typically pick up your documents and serve them within a few hours of receiving them. Rush jobs are no problem.
What types of legal documents do you serve on UBS Financial Services?
Every type — account record subpoenas (SDT), FINRA arbitration statements of claim, securities fraud and unauthorized trading complaints, suitability and breach of fiduciary duty actions, employment and PAGA cases, and discovery subpoenas for trade history and advisor communications. Account record subpoenas and FINRA arbitrations are the two highest-volume categories we handle for UBS Financial Services service.
What is the price difference between registered agent service and direct service?
Registered agent service is a flat $85 — that’s the recommended approach for almost all UBS Financial Services service. Direct service (when appropriate) is process serving and uses our tiered pricing: Standard $99 (5 days), Expedited $150 (3 days), Rush $175 (24 hours). For 95% of cases, registered agent service is the right choice and the cheaper option.
Ready to Get Started?
Submit your documents through our registered agent intake form. We handle pickup, personal service to the agent, court-ready proof of service — usually same-day across Sacramento County. Flat $85, no surprises.
Sacramento Region We Serve
Same-day service across Sacramento County and the surrounding region. Click any city to see local details.